When Buddhism first entered Central Asia, it encountered not only the Iranian but also the Greek civilization. With the expansion of imperial China, waves of nomadic Turkic migrations soon spread over the area, frequently changing the political map. Many of these nomadic peoples adopted the Buddhist faith of the areas they conquered. Soon China developed an interest in this religion of their Central Asian trading partners. In this way, Buddhism slowly spread across the steppes and deserts.
Let us look briefly at the history of this early period. But first, since the geography of Central Asia is complex and the array of kingdoms that existed in it can sometimes be bewildering, let us outline briefly the geography of the region.
Geography
The areas of Central Asia to which Buddhism spread can be divided into three major regions. In modern-day geo-political terms, these are (1) Pakistan, eastern Iran and Afghanistan as far north as the Hindu Kush mountains, (2) Afghani Turkistan to the north of the Hindu Kush, and parts of West Turkistan, now [1990] under the Soviet Union, and (3) parts of East Turkistan, now Xinjiang province of China.
Pakistan includes the Sindh in the south, with Baluchistan to its west, the western Punjab in the center and the Swat valley to the northwest. Also important are Kashmir and the mountainous regions of the Karakoram Range, particularly the Gilgit valley to the east of Swat. These areas are currently disputed between India and Pakistan.
West Turkistan includes, going from south to north, Tajikistan in the Pamir mountain area, with Turkmenistan to its west, Uzbekistan, Kyrgyzstan in the Tian Shan mountains, and Kazakhstan.
East Turkistan has two areas. One contains the oasis cities to the north and south of the Taklamakan desert around the periphery of the Tarim Basin. The second is Dzungaria to the north of that.
The major ancient kingdoms of these regions are located as follows. (1) Gandhara constituted the area of Pakistani and Indian Punjab. (2) The lands on both sides of the Khyber Pass, namely northwestern Pakistan, including the Swat valley, and eastern Afghanistan south of the Hindu Kush mountains and east of Kabul constituted Oddiyana (Tib. o-rgyan). This was to the west of Gandhara.
(3) Bactria was the area between the Hindu Kush and the Oxus (Amu Darya) River, to the north of the western half of Oddiyana. It included Afghani Turkistan and parts of Turkmenia. (4) Tokharistan was the mountainous region of northeastern Afghanistan, to the east of Bactria.
(5) Parthia was in northeastern Iran and sometimes reached to the regions north of that in parts of Turkmenistan and western Uzbekistan. It was to the west of Oddiyana and Bactria. (6) Sogdia was the West Turkistani region mostly between the Oxus and the Iaxartes (Syr Darya) rivers. It was to the north of Bactria and included parts of Uzbekistan, Tajikistan and probably Kyrgyzstan. (7) Ferghana was in the Iaxartes River valley to the east of Sogdia.
The major East Turkistani states along the southern rim of the Tarim Basin, going from west to east, were (8) Kashgar and (9) Khotan. The major states along the northern rim, also from west to east, were (10) Kucha, (11) Karashahr and (12) Turfan. To the east of the Taklamakan desert was (13) Dunhuang, in modern-day western Gansu province of China.
Buddhism traveled along the Silk Route from India to China. This road had several branches. One route went through Gandhara to Oddiyana and over the Hindu Kush mountains to Bactria. From there one could go east to Tokharistan, follow the course of the Oxus River up the Wakhan Corridor and cross the Pamirs to Kashgar. An alternative route was through either Gilgit or Kashmir and Ladakh, across the Karakorum Mountains southeast of Kashgar. From Kashgar, one could take either the northern route through Kucha or the southern one through Khotan around the Taklamakan desert. The two routes met at Dunhuang. From there, one continued down the Gansu Corridor to China, reaching Chang’an (modern-day Xi’an) in Shaanxi province and further east to Luoyang.
Another route from Bactria was to continue north to Sogdia, then east through the Ferghana Valley. One crossed the Tian Shan mountains south of Lake Issyk-Kul and then joined the northern route around the Taklamakan. Parthia was on the portion of the Silk Route that continued westward from Bactria to Greece and Rome.
The First Buddhist Contacts
Shakyamuni Buddha (approximately 480–400 BCE) demonstrated his enlightenment at Vajrasana (Bodh Gaya) the age of twenty-nine. Forty-nine days afterwards, at the Deer Park in Sarnath, Buddha began his first round of teachings. One week later, Tapassu (Trapusa) and Bhallika (Bahalika), two merchant brothers from Bactria, became the first disciples to receive layman’s vows. Bhallika later became a monk and built a monastery near his home city, Balkh, in present-day northern Afghanistan. He brought with him eight hairs of the Buddha as relics, for which he built a stupa monument.
This first contact that Central Asia had with Buddhism occurred during the early Achaemenid Dynasty of Iran. During the reign of its founder, Cyrus II the Great (559–529 BCE), the Achaemenid Empire stretched from Egypt to Parthia and Sogdia. The second emperor, Darius I the Great (522–486 BCE) added to it Bactria, Oddiyana and Gandhara.
In 349 BCE, several years after the Second Buddhist Council, the Mahasanghika tradition of Hinayana split off from the Theravada. It made a great distinction between an arhat (liberated being) and a Buddha and can be seen as a forerunner to Mahayana. Although many Mahasanghika followers stayed in eastern and southeastern India, a significant number moved to Oddiyana and even further west into present-day central Afghanistan. It is unclear if any settled in Gandhara on their way to Oddiyana. A Theravada elder, Sambhuta Sanavasi, soon followed and tried to establish his tradition in these regions. He was unsuccessful, and Mahasanghika took root.
Several subgroups developed within the Mahasanghika. The most prominent was Lokottaravada, which elevated the Buddha into a transcendent, superhuman figure. This sect later became established at Bamyan in the center of the Hindu Kush mountains.
The Greek Conquests
In 330 BCE, Alexander the Great of Macedonia conquered most of the Achaemenid Empire, including not only Persia, but also Parthia, Bactria, Oddiyana and Gandhara. He was tolerant of the religious traditions of these regions and seemed interested primarily in military conquest. The Sogdians, in alliance with the nomadic Shakas of the steppes to the north, resisted very strongly, and the Greeks were unable to subdue them.
The Shakas had not been a part of the Achaemenid Empire. They spoke an Iranian tongue and were related to the Scythians of the Black Sea region. In fact, the Greek sources refer to both as Scythians, while the Iranian term for both is Sakas. Their two cultures were similar.
The Shakas were not related to the Shakya clan of modern-day south-central Nepal into which the Buddha was born. There is an account, however, that some members of the Shakya clan moved to western Oddiyana soon after the Buddha passed away. Some speculate that the famous skull relic of the Buddha kept in a stupa monument near modern-day Jalalabad in eastern Afghanistan was brought there by the Shakyas. This is uncertain.
Alexander died without any heir. The Greek dynasty that followed from his general, Seleucus, and which ruled over most of the Achaemenid areas, from Greece to beyond the Indus, was known as the Seleucid. Lasting until 171 BCE, it gradually broke apart since it was too pro-Macedonian and never won the full allegiance of the people, neither the local Iranians nor the Greek settlers.
Ashoka and Central Asia
In 317 BCE, the Greeks withdrew from northern India. Taking advantage of this situation, Chandragupta Maurya overthrew the local Indian rulers and started the Maurya Dynasty. It was centered in the central part of North India at Magadha, the principal land where the Buddha had taught. In 305 BCE, Chandragupta defeated Seleucus, who surrendered eastern Iran, Oddiyana and Gandhara to the Indians. These areas, then, were only very superficially Hellenized during this period of about twenty-five years. The Seleucids, however, remained in control over Bactria and to the west in Iran until 171 BCE, gradually losing parts of their empire during the years before.
The great Buddhist King Ashoka ruled the Mauryan Empire from 268 to 232 BCE. Through his missions, Buddhism was further strengthened in Central Asia. Ashoka favored the Theravada school of Hinayana, which had not been widely accepted in Central Asia a century earlier. Consequently, to counter the strong Mahasanghika presence, he sent two Theravada masters. Majjhantika spread Theravada in Gandhara and introduced it to Kashmir, where he founded the city of Srinagar. Maharakkshita was deputed to the regions where there were still Greek settlers. He went primarily to Oddiyana and present-day central and southern Afghanistan.
Near the end of Ashoka’s rule, the Sarvastivada school broke away from the Theravada. The Sarvastivada monastic community left the western part of North India and settled in Kashmir and Gandhara, which then became its stronghold. Thus, Sarvastivada quickly joined Mahasanghika and Theravada as the major Buddhist schools in Central Asia.
The Post-Ashokan Period: Early Khotan
After the death of Ashoka in 232 BCE, his son Jaloka became the ruler of Kashmir and built the first Sarvastivada monastery there. Kashmiri monks then brought Buddhism to the Gilgit area and to what later became known as Tokharistan.
Shortly afterwards, there was a rebellion in Gandhara, which was put down by another of Ashoka’s sons. It is supposedly at this time that exiles from Gandhara went to East Turkistan and founded Khotan. According to another source, it was founded jointly by one of Ashoka’s ministers and a native prince of the area who had been the adopted son of a Chinese regional king. In any case, it is clear that the early culture in Khotan was a mixture of Indian and Chinese aspects.
Khotan had Iranian cultural elements as well. Khotanese is a Middle Iranian tongue, with many borrowed terms from Indian languages. Some early Zoroastrian influence is evidenced by the Khotanese word for “sun,” “urmaysde,” being a cognate of Ormazd, another name for Ahura Mazda. During the second century BCE, with the military movements of the Shaka and Yuezhi through Sogdia and Bactria, many Iranian peoples of these areas fled to northern Tibet and Khotan. Some Russian scholars postulate that certain aspects of the Bon religion developed from their interaction with the Tibetans there over the next several centuries.
All sources agree that Buddhism only came to Khotan 165 years after its founding. This was the Hinayana Sarvastivada school from Kashmir in the mid-first century BCE. It was introduced by a mission led by the monk Vairochana during the reign of the Khotanese King Vijayasambahva. Shortly afterwards, several stupas and monasteries were built.
The Greco-Bactrian Kingdom
During the mid-third century BCE, the local nobility and Greek community of Bactria, led by the Greek Diodotus, had rebelled against the Macedonian domination of the Seleucids. Bactria became independent of the Seleucid Empire in 239 BCE and was joined with Sogdia as a Greco-Bactrian kingdom. It included Kashmir as well. In 197 BCE, Bactria conquered Oddiyana and Gandhara from the Mauryas.
A period of cross-cultural influence between Greek and Indian culture now began in the area from Sogdia to Gandhara. Greek medicine, astrology and art affected the traditions in the northwestern part of the Indian sub-continent. The Indian Sarvastivada school of Hinayana came to Bactria from Gandhara and Kashmir. This interaction between Greek and Indian civilization had far-reaching effects in Europe and India. It continued during the ensuing centuries when this area of Central Asia was ruled by the Kushans.
Sarvastivada most likely spread to Sogdia as well during the Greco-Bactrian period. Although there had been a Buddhist monastery in Bactria at the time of the Buddha, it is unclear how long afterwards the Buddhist presence continued. It is also uncertain if Mahasanghika spread from Oddiyana to Bactria prior to the advent of Sarvastivada to the area.
Despite the efforts of King Ashoka’s missions, Theravada was not strong in the Greco-Bactrian regions. Nevertheless, there was a presence of this Hinayana tradition. One of the Greco-Bactrian kings who followed, Menandros (Pali: Milinda, ruled 165/155–130 BCE), was a follower of Theravada due to the influence of the Indian monk Nagasena. In Gandhara, in modern-day northeastern Pakistan across the border from Jammu, the king put many questions to this Indian master. Their dialogue became known as the Milindapañho (Questions of Milinda). Shortly afterwards, relations were established between the Greco-Bactrian state and Sri Lanka. As a consequence of this cultural contact, the Milindapañho was transmitted orally to Sri Lanka. It later became an extracanonical text in the Theravada tradition.
Parthia
In 247 BCE, Arsaces took control of Parthia, extending its area and declaring independence from the Seleucids. But unlike Bactria, the rebellion in Parthia was started by Iranian nomadic tribes who wanted to get rid of the Greek community. They allied with nomads to the north in modern-day Turkmenistan. Arsaces died in 211 BCE, after establishing the kingdom of Parthia. Full independence from the Seleucids was gained only in 171 BCE.
The Parthians built a large empire, stretching from Babylon through all of Persia and including modern-day Turkmenistan and Baluchistan. This period of Parthian rule was known as the Arsacid Dynasty and lasted until 226 CE.
The Parthian Empire underwent two periods. During the first, from 171 BCE to 10 CE, there was a strong Hellenic cultural influence. The Greek language was used to a great extent, and there was religious tolerance, or perhaps even indifference, to Zoroastrianism, Mithraism and the spreading Buddhism. The kings were preoccupied with their wars with Rome, with which they shared a border in Babylon. In 53 BCE, they defeated the attacking Romans and thus cut off any Latin influence in the Greco-Iranian-Indian cultural area to the east.
From 10 to 162 CE, Parthia underwent a very Persian nationalistic period. The use of the Greek script was reduced, and the Pahlavi alphabet became more and more prominent. The Zoroastrian holy text, the Avesta, was compiled. There was official opposition to all things foreign, especially Roman and Greek, although there does not seem to have been any persecution of Buddhism.
The Parthian Empire was roughly contemporary with the Han Dynasty of China (206 BCE – 220 CE), it maintained diplomatic and trade relations with the Chinese court. The Silk Route from China to Rome passed through Parthia, and both the Chinese and Parthians were anxious to keep it open.
The Establishment of the Dharmaguptaka Monk Ordination in China
In approximately 190 BCE, the Dharmaguptaka school also broke away from Theravada. This took place in the weakened Mauryan state of North India that had lost Oddiyana, Gandhara and Kashmir to the Greco-Bactrians. Dharmaguptaka first established itself in the Gujarat and Sindh areas. From there, it spread to Oddiyana and especially to the eastern areas of the Parthian Empire. From Parthia, it went to China and, to a limited extent, Khotan. This spread to China occurred most strongly in the second and third centuries CE but began with the arrival of An Shigao (安世高) in Luoyang in 148 CE. An Shigao was the first historically documented translator of Buddhist scriptures into Chinese.
Dharmaguptaka did not make much of an inroad in Sogdia, Bactria or northern East Turkistan, where Sarvastivada dominated. In China as well, Sarvastivada was the major Hinayana school. It was brought by monks and merchants from Sogdia and the other Sarvastivada areas with which China had trade. Its abhidharma teachings on special knowledge were widely studied. Nevertheless, the present-day vinaya tradition of monks and nuns in China, Korea, Vietnam and the one found previously in Japan is from the Dharmaguptaka tradition. This is because the text that provided the foundation for the Dharmaguptaka ordination was translated into Chinese in Luoyang by the Parthian monk Tandi (曇諦) in 255 CE and, shortly afterwards, the Indian monk Dharmakāla and gave ordination according to the Dharmaguptaka recension of the vows. Another Parthian monk, Dao An (道安), in the mid-fourth century, formulated strict monastic rules to supplement the Dharmaguptaka vows in bringing about monastic harmony.
Summary
Buddhism began to appear in Central Asia from the time of the Buddha Shakyamuni. During the subsequent centuries, many of the Hinayana schools that developed in India spread as well to Central Asia. The most prominent were:
- Mahasanghika and Lokottaravada in Oddiyana and central Afghanistan
- Sarvastivada in Kashmir, Gandhara, Khotan, Bactria and Sogdia
- Dharmagupta in Parthia.
Although there were two attempts to spread Theravada in Central Asia, it remained a minor tradition, found mostly in Gandhara. The major cultures encountered were Iranian and Greek. Their most prominent influence on Buddhism was in the field of painting and sculpture. The Buddhist scriptures were transmitted orally in all these areas. Except for Theravada, the language used was Buddhist Hybrid Sanskrit, a slightly colloquial variant of classical Sanskrit. Many monasteries were built, mostly in caves. The political changes in Central Asia during these first centuries little affected the development of Buddhism.